For the best experience, change the screen to portrait mode.
Aspect
|
ESG Factors in Corporate Finance Review
|
E
|
● Whether it involves environment-related negative news
● Whether it violates the relevant laws and regulations on environmental protection (such as improper discharge of sewage, waste, air pollution, etc.) and is punished.
● Whether it belongs to the list of emission source manufacturers listed by the Environmental Protection Administration or the high carbon emission industry defined by the Bank.
|
S
|
● Whether it involves negative social news
● Whether there have been incidents of human rights violations
● Is there any violation of labor rights
● Is there any violation of food safety incidents
|
G
|
● Whether it involves negative corporate governance news
● Whether it is a stakeholder
● No risk of money laundering
● No information security risk (not a list of terrorists/sanctioned targets to refuse transaction or communication)
● Whether involved in criminal proceedings has been adjudicated
● Whether there is a note of bad credit account/ collateral
● Whether there is a state of being detained by the court
|
Aspect
|
ESG Factors in Personal Finance Review
|
E
|
● Whether the use of funds is related to a green use of proceeds
|
S
(G)
|
● Whether the client is a stakeholder
● Whether the client is on the control list, such as PEPs or people involved in negative reports
● No risk of money laundering
● No information security risk (not a list of terrorists/sanctioned targets to refuse transaction or communication)
● Personal credit and check credit status
● Whether the client is on the blacklist (relevant information on gangster fraud cases, economic and financial crimes, foreign exchange fraud, credit card suspension by peers, etc.)
● The risk level of the client (such as occupation, etc.)
|
Engaging positions
|
|
E
|
If the investment target of high-carbon industry does not participate in any initiative organization and does not disclose or submit information on emissions, the Bank shall engage with the company to encourage it to participate in an initiative organization and require it to disclose information on carbon emissions in the future.
|
S
|
Ask the target that violate social issues such as the human rights of labor and labor relations to propose improvement and review plans.
|
G
|
If the target has specific evidence to prove that it violates laws and regulations in the execution of business, and has a significant impact on the rights and interests of investors, the Bank will adjust the position of the target in a timely manner depending on its improvement plan and situation.
|
Voting position
|
|||
Aspect
|
Support
|
Against
|
Abstain
|
E
|
support in principle
|
Regarding environmental hazards and other issues, such as: increasing the scope of high-pollution or high-carbon-emission business, purchasing machines that are prone to pollution, reducing the budget for environmental maintenance, etc.
|
|
S
|
support in principle
|
Regarding human rights violations, labor relations and other issues, such as: cutting employee welfare budgets, increasing the number of days of unpaid leave, etc.
|
|
G
|
support in principle
|
On the premise that the protection of public equity interests is not involved, issues such as impeding corporate governance are as follows: 1. Surplus and capital reserve allocation plan, whether cash or stock dividends from income generation or capital reserve and statutory surplus conform to the dividend policy, and do not affect the company's long-term capital structure and capital expenditures required for future operations. 2. The board of directors’ re-election proposal did not adopt a nomination system. 3. The re-election of directors and supervisors who have been disclosed by the media to be in dispute over management rights. 4. The company fails to disclose the operation of corporate governance in the annual report in accordance with regulations.
|
It is difficult to fully understand the candidate's qualifications and background for the election of directors and supervisors.
|