Reporting/Litigation/Punishment
- In 2022, the Bank did not receive any case of unethical conduct reported.
- In 2022, the Bank has not been punished by the competent authorities for unethical conduct.
- In 2022, the Bank was not involved in any legal proceedings due to fraud, insider trading, antitrust, anticompetitive behavior, market manipulation, corruption, or violation of other financial regulations.
- In 2022, there have been no instances of illegal political contributions, inappropriate charitable contributions or sponsorships.
The Third-Party Verification of Business Integrity and Code of Conduct
- The Bank strictly follows the Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries. The internal control system and the implementation of the personal data protection system are regularly audited by accountants.
- In 2022, the Bank passed the certification of “ISO 22301 Business Continuity Management System”, “ISO 27001 Information Security Management System” and “BS 10012 Personal Information Management System”, and annually entrusts an independent third party to conduct information security assessment and overall information security implementation compliance assessment.
- In 2022, the Bank has passed the certification of “ISO 14001 Environmental Management System” and "ISO 45001 Occupational Health and Safety Management System”.
- For measures to prevent money laundering and combat terrorism, the Bank annually entrusts independent thirdparty auditing and accounting firms to conduct project audits, and issues the "2022 Statement on Internal Control System for AML/CFT" and uploads it on the Bank’s official website in accordance with regulations.
Breaches of the Code of Conduct in 2022