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To announce that the Company is imposed a fine of three million NT Dollars by the Financial Supervisory Commission.

  1. 1.Date of occurrence of the event:2017/11/21 
  2. 2.Circumstances of the violation:Without obtaining the consent of the insurance applicant, the Company's insurance solicitor discretionarily changed the residential fire and earthquake insurance originally taken out by the borrower to household comprehensive insurance. As checked, the failure in following the Company's internal operation regulations to process the case constituted negligence. 
  3. 3.Amount of administrative fines:Three million NT dollars. 
  4. 4.Status of the disposition by said competent authority:The violation is required to be rectified within one month, a fine of three million NT dollars is imposed and sales of household comprehensive insurance or other similar types of new insurance policies (renewal cases are not included) are suspended for six months. 
  5. 5.Intended remedial measures:The Company has conducted an overall review of the cause of this case and put forth remedial response measures and the improvement has been completed. In addition, the Company will continue to reinforce its insurance solicitor training in order to enhance their legal compliance consciousness. 
  6. 6.Effect on the Company’s business operations:Nil 
  7. 7.Any other matters that need to be specified:Nil