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Announce Dongguan Branch has been fined CNY300,000 by CBIRC of Dongguan.
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1.Date of occurrence of the event:2018/06/11
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2.Circumstances of the violation:Dongguan Branch violated prudent operating rules in Employee behavior management. CBIRC of Dongguan made an administrative penalty according to Article 46 of The Law of the People’s Republic of China on Banking Regulation and Supervision.
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3.Amount of administrative fines:CNY300,000
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4.Status of the disposition by said competent authority: Dongguan Branch has been fined CNY300,000 by CBIRC of Dongguan.
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5.Intended remedial measures:The Bank has completed the improvement measures and solemnly reiterated that the Bank’s staff should strictly abide by the Bank's Rules on Integrity Management, Guide to Ethical Conduct, and Employee Code of Conduct. Any violation will be severely punished.
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6.Effect on the Company’s business operations:None
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7.Any other matters that need to be specified:None
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